NFS version 4

NFS has been around for almost 20 years and is the de-facto network file sharing protocol for Unix and Linux systems. There has been much talk about NFS, especially in version 2 and 3 and IT guys used to joke that NFS stands for “No F*king Security”.

NFS version 4 was different, borrowing ideas from Windows CIFS and Carnegie Mellon’s Andrew File System. And from its inception 11 years ago in IETF RFC 3010 (revised in 2003 with IETF RFC 3530), the notable new features of NFSv4 are:

Performance enhancement – One key enhancement is the introduction of the COMPOUND RPC procedure which allows the NFS client to group together a bunch of file operations into a single request to the NFS server. This not only reduces the network round-trip latency, but also reduces the small little chatters of the smaller file operations.


Removing the multiple daemons in NFSv3 – NFSv3 uses various daemons/services and various protocols to do the work. There isportmapper (TCP/UDP 111) which provides the port numbers for mounting and NFS services. There’s the mountd (arbitrary port byportmapper) service that does the mounting of NFS exports for the NFS clients. There’s nfsd on TCP/UDP 2049and so on. The command ‘rpcinfo -p’ below shows all the ports and services related to NFS


There are other features as well such as

Firewall friendly – The use ofportmapper dishing out arbitrary ports made it difficult for the firewall. NFSv4 changed that by consolidating most of the TCP/IP services into well-known ports which the security administrator can define in the firewall.


Stateful – NFSv3 is stateless and it does not maintain the state of the NFS clients. NFSv4 is stateful and implements a mandatory locking and delegation mechanisms. Leases for locks from the servers to the clients was introduced. A lease is a time-bounded grant for the control of the state of a file and this is implemented through locks.

Mandated Strong Security Architecture – NFSv4 requires the implementation of a strong security mechanism that is based on crytography. Previously the strongest security flavour was AUTH_SYS, which is level 1 clearance.

 "The AUTH_SYS security flavor uses a host-based authentication model
where the client asserts the user's authorization identities using small
integers as user and group identity representations (this is EXACTLY how NFSv3
authenticates by default). Because of the small integer authorization ID
representation, AUTH_SYS can only be used in a name space where all clients and
servers share a uidNumber and gidNumber translation service. A shared translation
service is required because uidNumbers and gidNumbers are passed in the RPC
credential; there is no negotiation of namespace in AUTH_SYS."

NFSv4 security mechanism is based on RPCSEC_GSS, a level 6 clearance. RPCSEC_GSS is an API that is more than an authentication mechanism. It performs integrity checksum and encryption in the entire RPC request and response operations. This is further progressed with the integration of Kerberos v5 for user authentication. This is quite similar to Windows CIFS Kerberos implementation, providing a time-based ticket to gain authentication.

In addition to that, there are many other cool, new features with NFSv4. There was a further extension to NFSv4 last year, in 2010, when NFSv4.1 was added in IETF RFC5661. As quoted in Wikipedia – NFSv4.1 “aims to provide protocol support to take advantage of clustered server deployments including the ability to provide scalable parallel access to files distributed among multiple servers (pNFS extension).

NFSv4 has much to offer. The future is bright.

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About cfheoh

I am a technology blogger with 20+ years of IT experience. I write heavily on technologies related to storage networking and data management because that is my area of interest and expertise. I introduce technologies with the objectives to get readers to *know the facts*, and use that knowledge to cut through the marketing hypes, FUD (fear, uncertainty and doubt) and other fancy stuff. Only then, there will be progress. I am involved in SNIA (Storage Networking Industry Association) and as of October 2013, I have been appointed as SNIA South Asia & SNIA Malaysia non-voting representation to SNIA Technical Council. I was previously the Chairman of SNIA Malaysia until Dec 2012. As of August 2015, I am returning to NetApp to be the Country Manager of Malaysia & Brunei. Given my present position, I am not obligated to write about my employer and its technology, but I am indeed subjected to Social Media Guidelines of the company. Therefore, I would like to make a disclaimer that what I write is my personal opinion, and mine alone. Therefore, I am responsible for what I say and write and this statement indemnify my employer from any damages.

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